Past Webinar: Watch on Demand

Jeff Rattiner, CPA, CFP®, MBA, RFC

Tuesday, June 30, 2020 | 12:00 PM — 2:00 PM EDT

Financial Planner’s Ethical Success

Presented by:
Jeff Rattiner, CPA, CFP®, MBA, RFC

President and CEO of JR Financial Group, Inc.

The Financial Planner’s Ethical Success® program provides a practical approach to learning the ethical standards of professional conduct and responsibility in an interactive format through the use of real-life scenario cases. 


After this two-hour session, attendees will have a concrete understanding of the dos and don’ts of working with your clients ethically as a CFP® Professional.

 

This session will:

Review the elements of fiduciary standards and when they apply

Deliver guidelines to help you determine if financial planning or materials elements of such are being provided

Help you determine when to communicate potential conflicts of interest

Explain compensation disclosure requirements to clients and potential clients

Review, interpret, and apply the principles, rules, practice standards and other critical elements of the Standards of Professional Conduct


Please Note: Two CE credits will be provided for CFP, RICP, CLU, ChFC, and CFFP/Kaplan designations.




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