Past Webinar: Watch on Demand

Hanh Nguyen

Tuesday, May 21, 2019 | 12:00 PM — 1:00 PM EDT

Four Compliance Fiascos and the Implications on Your Business

Presented by:
Hanh Nguyen

CEO and Co-founder of Complect

Think you have compliance covered? Join Hanh Nguyen, Co-founder and CEO of Complect, to learn about four ways your compliance program may be coming up short. Through real life examples, she will explore how some common compliance oversights can lead to disastrous consequences, and discuss the often small steps you can be taking to prevent them.

This session will:

  • Step through four common compliance shortcomings
  • Provide real life examples of how these compliance faux pas can impact your business through regulatory actions and/or jeopardize client relationships
  • Explain the measure you can take to mitigate these overlooked compliance risks
  • Show you how compliance is more than just a check the box exercise

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