Past Webinar: Watch on Demand

Jeff Rattiner, CPA, CFP®, MBA, RFC

Tuesday, May 07, 2019 | 12:00 PM — 2:00 PM EDT

Financial Planner’s Ethical Success

Presented by:
Jeff Rattiner, CPA, CFP®, MBA, RFC

President and CEO of JR Financial Group, Inc.

The Financial Planner’s Ethical Success® program provides a practical approach to learning the ethical standards of professional conduct and responsibility in an interactive format through the use of real-life scenario cases. After this two-hour session, attendees will have a concrete understanding of the dos and don’ts of working with your clients ethically as a CFP® Professional.

This session will:

  • Review the elements of fiduciary standards and when they apply
  • Deliver guidelines to help you determine if financial planning or materials elements of such are being provided
  • Help you determine when to communicate potential conflicts of interest
  • Explain compensation disclosure requirements to clients and potential clients
  • Review, interpret, and apply the principles, rules, practice standards and other critical elements of the Standards of Professional Conduct

Please Note: Two Approved CE Ethics credits will be provided for CFP, RICP, CLU and ChFC designations.


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