Financial Planner’s Ethical Dominance
Tuesday, May 07, 2019 | 12:00 PM — 2:00 PM EDT
The Financial Planner’s Ethical Success® program provides a
practical approach to learning the ethical standards of professional conduct
and responsibility in an interactive format through the use of real-life
scenario cases. After this two-hour session, attendees will have a concrete
understanding of the dos and don’ts of working with your clients ethically as a
This session will:
- Review the elements of fiduciary standards and when they
- Deliver guidelines to help you determine if financial
planning or materials elements of such are being provided
- Help you determine when to communicate potential conflicts
- Explain compensation disclosure requirements to clients and
- Review, interpret, and apply the principles, rules, practice
standards and other critical elements of the Standards of Professional Conduct
Please Note: Two Approved CE Ethics credits will be provided
for CFP, RICP, CLU and ChFC designations.
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